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SEC Rule 10b-5
Results: 780

#	Item
161	FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT OREGON PUBLIC EMPLOYEES RETIREMENT FUND; AMALGAMATED Add to Reading List Source URL: cdn.ca9.uscourts.gov Language: English - Date: 2014-12-15 17:00:18 Private Securities Litigation Reform Act Dura Pharmaceuticals Inc. v. Broudo Basic Inc. v. Levinson SEC Rule 10b-5 Federal Rules of Civil Procedure Class action Pleading Scienter Grant & Eisenhofer P.A. Law United States securities law Civil procedure
162	Microsoft Word - 13-1837_opn Add to Reading List Source URL: blogs.reuters.com Language: English - Date: 2014-12-10 10:09:12 Financial system Economics Insider trading United States securities law SEC Rule 10b-5 Fiduciary Securities fraud Insider Corruption Law Stock market
163	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Rel. No[removed]June 19, 2014 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-19 15:02:54 Securities Act Financial regulation Government Financial system United States securities law SEC Rule 10b-5 U.S. Securities and Exchange Commission
164	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]August 7, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-07 13:19:16 Government U.S. Securities and Exchange Commission Securities Act Investment Company Act SEC Rule 10b-5 Securities and Exchange Commission Securities Exchange Act United States securities law Financial regulation United States
165	S.W. Hatfield, CPA and Scott W. Hatfield, CPA (Opinion of the Commission) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-05 15:59:07 SEC filings Financial regulation Economy of the United States United States Regulation S-X Public Company Accounting Oversight Board Securities Exchange Act Basic Inc. v. Levinson SEC Rule 10b-5 United States securities law 73rd United States Congress United States Securities and Exchange Commission
166	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 27, 2014 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-27 16:41:25 Finance U.S. Securities and Exchange Commission Public Company Accounting Oversight Board Securities Act Securities Exchange Act SEC Rule 10b-5 Sarbanes–Oxley Act Securities regulation in the United States United States securities law Financial regulation Business
167	AirTouch Communications, Inc., Hideyuki Kanakubo, and Jerome Kaiser, CPA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-22 13:55:51 73rd United States Congress United States Securities and Exchange Commission Business Financial regulation Vodafone AirTouch Securities Exchange Act SEC Rule 10b-5 Securities Act United States securities law SEC filings Finance
168	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 24, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-25 06:25:38 Financial regulation New Deal Securities Act Securities regulation in the United States Securities Exchange Act SEC Rule 10b-5 U.S. Securities and Exchange Commission United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
169	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 2, 2014 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-02 17:19:56 United States Securities and Exchange Commission SEC Rule 10b-5 Finance SEC filings Financial economics Stock market Investment United States securities law 73rd United States Congress Securities Exchange Act
170	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 18, 2014 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-18 17:29:22 Financial regulation Government Corporate crime U.S. Securities and Exchange Commission Securities Act Securities Exchange Act Securities regulation in the United States SEC Rule 10b-5 Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission

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